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Current Employers
Mma Securities Llc

1166 Avenue Of The Americas, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-02-20
  • SC RA
    APPROVED
    Since 2024-02-20

Branch Locations

Anderson, SC • United States

101 Huntington Ave Suite 401, Boston, MA 02199 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Institutional Investment Advisers, Inc. Greenville SC 01/2012 12/2020
Bb&T Institutional Investment Advisers, Inc. Greenville SC 05/2017 12/2020
Foster Victor Wealth Advisors, Llc Greenville SC 01/2021 02/2023
Empower Financial Services, Inc Greenwood Village CO 02/2023 01/2024
Mma Securities Llc Anderson SC 01/2024 Present
Marsh Mclennan Agency Anderson SC 01/2024 Present
  • 01/2012 → 12/2020
    Bb&T Institutional Investment Advisers, Inc.
    Greenville, SC
  • 05/2017 → 12/2020
    Bb&T Institutional Investment Advisers, Inc.
    Greenville, SC
  • 01/2021 → 02/2023
    Foster Victor Wealth Advisors, Llc
    Greenville, SC
  • 02/2023 → 01/2024
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 01/2024 → Present
    Anderson, SC
  • 01/2024 → Present
    Marsh Mclennan Agency
    Anderson, SC
Previous Registrations
  • 2023-04-25 → 2024-01-29
    Greenwood Village, CO
    Anderson, SC
  • 2021-01-05 → 2023-02-07
    Greenville, SC
  • 2018-06-28 → 2020-12-31
    Bb&T Institutional Investment Advisers, Inc.
    Greenville, SC
Other Businesses

1) The Registered Representative is an employee of Marsh & McLennan Agency LLC ("MMA"), 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Registered Representative conducts non-investment related business activities for MMA (e.g. support for its insurance services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities LLC activities remain subject to the Firm's supervison framework. 2. Investment adviser representative of MMA ASSET MANAGEMENT LLC (8 Tower Bridge Suite 1200, Conshohocken, PA), an affiliate of MMA Securities LLC. Provides wealth management and financial planning services during securities trading hours. 2) Cleo Bailey Experiment, 292 Ballard Rd PELZER, SC 29669 United States, 501c3, Board Member, Voting board member, help guide the direction and contribute to the decision making of the non-profit, No compensation received, Not investment related, Spend approximate 4 hours a month devoted to activity, spend approximate <1 hours of time devoted to activity during normal trading hours, Start Date: 4/30/2024

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-03-17
S65 Uniform Investment Adviser Law Examination 2018-06-15
  • S63 Uniform Securities Agent State Law Examination
    2023-03-17
  • S65 Uniform Investment Adviser Law Examination
    2018-06-15
Other Names
  • Ashley Beth Brown

View on SEC IAPD

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