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1166 Avenue Of The Americas, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-02-20 |
Branch Locations
101 Huntington Ave Suite 401, Boston, MA 02199 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bb&T Institutional Investment Advisers, Inc. | Greenville | SC | 01/2012 | 12/2020 |
| Bb&T Institutional Investment Advisers, Inc. | Greenville | SC | 05/2017 | 12/2020 |
| Foster Victor Wealth Advisors, Llc | Greenville | SC | 01/2021 | 02/2023 |
| Empower Financial Services, Inc | Greenwood Village | CO | 02/2023 | 01/2024 |
| Mma Securities Llc | Anderson | SC | 01/2024 | Present |
| Marsh Mclennan Agency | Anderson | SC | 01/2024 | Present |
1) The Registered Representative is an employee of Marsh & McLennan Agency LLC ("MMA"), 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Registered Representative conducts non-investment related business activities for MMA (e.g. support for its insurance services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities LLC activities remain subject to the Firm's supervison framework. 2. Investment adviser representative of MMA ASSET MANAGEMENT LLC (8 Tower Bridge Suite 1200, Conshohocken, PA), an affiliate of MMA Securities LLC. Provides wealth management and financial planning services during securities trading hours. 2) Cleo Bailey Experiment, 292 Ballard Rd PELZER, SC 29669 United States, 501c3, Board Member, Voting board member, help guide the direction and contribute to the decision making of the non-profit, No compensation received, Not investment related, Spend approximate 4 hours a month devoted to activity, spend approximate <1 hours of time devoted to activity during normal trading hours, Start Date: 4/30/2024
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-03-17 |
| S65 | Uniform Investment Adviser Law Examination | 2018-06-15 |
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