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Curtis Anthony Goldsmith

Neuberger Berman Bd LLC

Los Angeles, CA

New York, NY

Camarillo, CA

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Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-10-22
NY RA APPROVED 2024-10-22
  • CA RA
    APPROVED
    Since 2024-10-22
  • NY RA
    APPROVED
    Since 2024-10-22

Branch Locations

10100 Santa Monica Boulevard Suite 975, Los Angeles, CA 90067 • United States

1290 Avenue Of The Americas, New York, NY 10104 • United States

Camarillo, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of The Pacific Stockton CA 08/2014 05/2018
Advantis Consulting Rancho Cordova CA 12/2017 05/2018
Franklin Templeton Distributors Inc. Rancho Cordova CA 06/2018 07/2021
Franklin Templeton Financial Services Corp. Rancho Cordova CA 07/2020 07/2021
Franklin Distributors, Llc Rancho Cordova CA 07/2021 10/2024
Neuberger Berman Los Angeles CA 10/2024 Present
  • 08/2014 → 05/2018
    University Of The Pacific
    Stockton, CA
  • 12/2017 → 05/2018
    Advantis Consulting
    Rancho Cordova, CA
  • 06/2018 → 07/2021
    Franklin Templeton Distributors Inc.
    Rancho Cordova, CA
  • 07/2020 → 07/2021
    Franklin Templeton Financial Services Corp.
    Rancho Cordova, CA
  • 07/2021 → 10/2024
    Franklin Distributors, Llc
    Rancho Cordova, CA
  • 10/2024 → Present
    Neuberger Berman
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-10-15
S63 Uniform Securities Agent State Law Examination 2018-11-12
  • S65 Uniform Investment Adviser Law Examination
    2024-10-15
  • S63 Uniform Securities Agent State Law Examination
    2018-11-12

View on SEC IAPD

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GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
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