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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2022-06-06
MA RA APPROVED 2019-09-17
  • VA RA
    APPROVED
    Since 2022-06-06
  • MA RA
    APPROVED
    Since 2019-09-17

Branch Locations

Richmond, VA • United States

Mansfield, MA • United States

313 East Broad, Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Mansfield MA 06/2018 01/2019
Lpl Financial, Llc Mansfield MA 01/2019 Present
Lyft San Francisco CA 07/2018 12/2018
Durham Public Schools Durham NC 08/2016 06/2018
  • 06/2018 → 01/2019
    Mansfield, MA
  • 01/2019 → Present
    Mansfield, MA
  • 07/2018 → 12/2018
    Lyft
    San Francisco, CA
  • 08/2016 → 06/2018
    Durham Public Schools
    Durham, NC
Other Businesses

1. 11/07/2019 - DBA:Davis Financial - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:11/5/2019 - 1 hr/mo - 1 hr during trading. 2. 6/9/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 05/22/2020 - 5 Hours Per Month/1 Hour During Securities Trading - Provide non-variable insurance sales and service, primarily term-life and LTC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-05
  • S66 Uniform Combined State Law Examination
    2019-09-05

View on SEC IAPD

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