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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2022-06-06 |
| MA | RA | APPROVED | 2019-09-17 |
Branch Locations
313 East Broad, Richmond, VA 23219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Mansfield | MA | 06/2018 | 01/2019 |
| Lpl Financial, Llc | Mansfield | MA | 01/2019 | Present |
| Lyft | San Francisco | CA | 07/2018 | 12/2018 |
| Durham Public Schools | Durham | NC | 08/2016 | 06/2018 |
1. 11/07/2019 - DBA:Davis Financial - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:11/5/2019 - 1 hr/mo - 1 hr during trading. 2. 6/9/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 05/22/2020 - 5 Hours Per Month/1 Hour During Securities Trading - Provide non-variable insurance sales and service, primarily term-life and LTC.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-05 |
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