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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-08-16 |
| TX | RA | APPROVED_RES | 2023-08-16 |
Branch Locations
901 E. Broadway, Columbia, MO 65201 • United States
3709 Sandman Ln, Columbia, MO 65201 • United States
10220 E Brown School Rd, Columbia, MO 65202 • United States
2000 Bernadette Dr, Columbia, MO 65203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Smith, Moore & Co. | Columbia | MO | 05/2018 | 12/2018 |
| University Of Missouri | Columbia | MO | 08/2013 | 05/2018 |
| Spogen Biotech | Columbia | MO | 05/2017 | 12/2017 |
| Commerce Bank | Columbia | MO | 03/2016 | 05/2017 |
| Commerce Brokerage Services Inc | Columbia | MO | 12/2018 | Present |
| Lpl Financial Llc | Columbia | MO | 08/2023 | Present |
1. 06/11/2024 - Commerce Financial Advisors - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 8/19/2023 - 0 Hrs/Mo. 2. 12/09/2024- Commerce Bank - Financial Institution Duty - Not Investment Related - At Reported Business Location(s) - Start Date 08/15/2023 - 0 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-26 |
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