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19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-03-11 |
| TX | RA | APPROVED | 2025-03-11 |
Branch Locations
19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States
150 Fairview Road Suite 130, Mooresville, NC 28117 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Man Global Private Markets | Charlotte | NC | 05/2016 | 06/2017 |
| Wells Fargo Securities, Llc | Charlotte | NC | 06/2018 | 07/2021 |
| Davidson College | Davidson | NC | 08/2014 | 06/2018 |
| Wells Fargo Securities | Charlotte | NC | 06/2017 | 08/2017 |
| Lpl Financial Llc | Fort Mill | SC | 12/2021 | 02/2025 |
| Churchill Finance Llc | Charlotte | NC | 07/2021 | 11/2021 |
| Alpha Capital Management | Cornelius | NC | 03/2025 | Present |
| Alphastar Wealth Management Lake Norman | Mooresville | NC | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 2018-10-24 |
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