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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-10-04 |
| TX | RA | APPROVED | 2024-10-03 |
Branch Locations
270 Carpenter Dr 210 2Nd Fl, Atlanta, GA 30328 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Atlanta | GA | 06/2018 | 07/2021 |
| Wells Fargo Bank, N.A. | Kennesaw | GA | 08/2016 | 07/2021 |
| Npc International Llc | Woodstock | GA | 02/2015 | 10/2016 |
| Raiser Llc | Kennesaw | GA | 01/2016 | 12/2020 |
| Jpmorgan Chase Bank, N.A. | Atlanta | GA | 08/2021 | 03/2022 |
| J.P. Morgan Securities Llc | Atlanta | GA | 08/2021 | 03/2022 |
| Wells Fargo Clearing Services, Llc | Atlanta | GA | 03/2022 | 10/2024 |
| Wells Fargo Advisors Financial Network, Llc | Atlanta | GA | 10/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-30 |
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