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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-09-06
  • GA RA
    APPROVED
    Since 2022-09-06

Branch Locations

2055 Sugarloaf Circle [G8-Rbo], Duluth, GA 30097 • United States

1042 Peachtree Industrial Blvd, Suwanee, GA 30024 • United States

3500 Braselton Hwy, Dacula, GA 30019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Buford GA 01/2012 Present
Wells Fargo Clearing Services, Llc. Buford GA 06/2018 Present
Other Businesses

BLACK TIE CAFE, LLC; NOT INV RELATED; AUBURN, GA; 50% OWNERSHIP; 09/2025; 1 HOUR PER MONTH; 0 DURING TRADING; MOBILE COFFEE FOR SPECIAL EVENTS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-02
S63 Uniform Securities Agent State Law Examination 2018-09-04
  • S66 Uniform Combined State Law Examination
    2022-09-02
  • S63 Uniform Securities Agent State Law Examination
    2018-09-04
Other Names
  • Erika Chavez

View on SEC IAPD

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