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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-09-06 |
Branch Locations
2055 Sugarloaf Circle [G8-Rbo], Duluth, GA 30097 • United States
1042 Peachtree Industrial Blvd, Suwanee, GA 30024 • United States
3500 Braselton Hwy, Dacula, GA 30019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Buford | GA | 01/2012 | Present |
| Wells Fargo Clearing Services, Llc. | Buford | GA | 06/2018 | Present |
BLACK TIE CAFE, LLC; NOT INV RELATED; AUBURN, GA; 50% OWNERSHIP; 09/2025; 1 HOUR PER MONTH; 0 DURING TRADING; MOBILE COFFEE FOR SPECIAL EVENTS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-02 |
| S63 | Uniform Securities Agent State Law Examination | 2018-09-04 |
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