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181 West Madison Street 36Th Floor, Chicago, IL 60602 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-06-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Missouri | Columbia | MO | 08/2013 | 05/2018 |
| Ellis Library | Columbia | MO | 10/2017 | 02/2018 |
| At&T (Peak Enterprises) | Atlanta | GA | 04/2017 | 08/2017 |
| Mass Mutual | St. Louis | MO | 06/2016 | 10/2016 |
| The Den (Preiss Company) | Columbia | MO | 11/2015 | 06/2016 |
| Unemployed | Frankfort | IL | 05/2018 | 08/2018 |
| Axa Advisors, Llc | New York | NY | 08/2018 | 10/2018 |
| Nationwide Investment Services Inc | Columbus | OH | 01/2019 | 09/2019 |
| Fora Financial | New York | NY | 01/2020 | 03/2021 |
| Northern Trust | Chicago | IL | 03/2021 | 06/2023 |
| Enfusion Llc | Chicago | IL | 06/2023 | 12/2023 |
| Unemployed | Chicago | IL | 01/2024 | 07/2024 |
| Cibc Private Wealth | Chicago | IL | 08/2024 | Present |
| Unemployed | Chicago | IL | 10/2019 | 12/2019 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 2019-02-19 |
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