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Inactive

Ashley Marie Brown

Charles Schwab & Co., Inc.

Boston, MA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-03-15
  • CA RA
    APPROVED
    Since 2022-03-15

Branch Locations

One International Place, Boston, MA 02110-2600 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Windhaven Investment Management, Inc. Boston MA 05/2012 03/2018
Charles Schwab & Co., Inc. Boston MA 01/2018 02/2019
Charles Schwab Investment Advisory, Inc. Boston MA 02/2019 04/2020
Charles Schwab & Co., Inc. Boston MA 04/2020 Present
Previous Registrations
  • 2022-03-11 → 2022-03-14
    Charles Schwab & Co., Inc.
    Boston, MA
  • 2019-03-19 → 2022-03-14
    Charles Schwab Investment Advisory, Inc.
    Boston, MA
    San Francisco, CA
  • 2018-02-14 → 2019-02-26
    Charles Schwab & Co., Inc.
    Boston, MA
  • 2012-06-19 → 2018-03-30
    Windhaven Investment Management, Inc.
    Boston, MA
  • 2006-04-24 → 2012-05-10
    Wall Street Financial Group, Inc.
    Victor, NY
    Fairport, NY
    Fairport, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-20
  • S66 Uniform Combined State Law Examination
    2006-04-20
Other Names
  • Ashley Marie Bovenzi
  • Ashley Marie Brown
  • Ashley Marie Bovenzi

View on SEC IAPD

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