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Stephanie Mcguire Lyman

J.P. Morgan Securities LLC

Chicago, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-01-19
TX RA APPROVED 2024-01-19
  • IL RA
    APPROVED
    Since 2024-01-19
  • TX RA
    APPROVED
    Since 2024-01-19

Branch Locations

10 S Dearborn St Floor 09, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Boston MA 06/2020 Present
Jpmorgan Securities Llc Boston MA 06/2020 Present
University Of Wisconsin Madison WI 08/2018 04/2020
Jpmorgan Private Bank Boston MA 05/2019 08/2019
Rbc Wealth Managemenr Madison WI 06/2018 12/2018
University Of Wisconsin Madison WI 09/2016 05/2020
  • 06/2020 → Present
    Jpmorgan Chase Bank Na
    Boston, MA
  • 06/2020 → Present
    Jpmorgan Securities Llc
    Boston, MA
  • 08/2018 → 04/2020
    University Of Wisconsin
    Madison, WI
  • 05/2019 → 08/2019
    Jpmorgan Private Bank
    Boston, MA
  • 06/2018 → 12/2018
    Rbc Wealth Managemenr
    Madison, WI
  • 09/2016 → 05/2020
    University Of Wisconsin
    Madison, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-01-19
S63 Uniform Securities Agent State Law Examination 2020-08-13
  • S65 Uniform Investment Adviser Law Examination
    2024-01-19
  • S63 Uniform Securities Agent State Law Examination
    2020-08-13
Other Names
  • Steph Lyman

View on SEC IAPD

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