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Current Employers
Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-06-04
  • NC RA
    APPROVED
    Since 2024-06-04

Branch Locations

601 Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

Waxhaw, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legend Equities Corporation Palm Beach Gardens FL 01/2011 01/2017
Lincoln Investment Palm Beach Gardens FL 01/2017 Present
  • 01/2011 → 01/2017
    Legend Equities Corporation
    Palm Beach Gardens, FL
  • 01/2017 → Present
    Palm Beach Gardens, FL
Previous Registrations
  • 2011-01-18 → 2019-10-04
    Legend Advisory, Llc
    Palm Beach Gardens, FL
  • 2009-11-04 → 2010-12-20
    Chase Investment Services Corp.
    West Palm Beach, FL
  • 2007-08-14 → 2009-09-28
    Legend Advisory, Llc
    Palm Beach Gardens, FL
  • 2005-06-09 → 2006-06-08
    Boca Raton, FL
    Palm Beach Gardens, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-07
  • S66 Uniform Combined State Law Examination
    2005-06-07

View on SEC IAPD

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