Jacob Louis Rosalez

Current Employers

Employment History

• 06/2018 → 01/2020
  Ameriprise Financial Services, Inc
  Waterloo, IA
• 05/2017 → 09/2017
  Hk Financial Services, Inc.
  Dubuque, IA
• 08/2014 → 05/2018
  University Of Northern Iowa
  Cedar Falls, IA
• 01/2020 → 03/2020
  Unemployed
  Dubuque, IA
• 04/2020 → Present
  Avantax Planning Partners, Inc.
  Urbandale, IA
• 06/2020 → 09/2020
  Proequities, Inc
  Dubuque, IA
• 09/2020 → 09/2025
  Avantax Investment Services, Inc.
  Urbandale, IA
• 03/2022 → 09/2025
  Avantax Advisory Services
  Urbandale, IA
• 04/2024 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services.
  Dubuque, IA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Dubuque, IA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2022-04-04 → 2025-09-05
  Avantax Advisory Services
  Dubuque, IA
  Urbandale, IA
  Dallas, TX
  Peosta, IA

Other Businesses

1) AVANTAX PLANNING PARTNERS INC; Investment Related; 3390 Asbury Road, Dubuque, IA 52002; Financial Services; Associate Financial Representative; Start Date 04/2020; 160 hours per month with most hours per month occurring during trading hours; Assist investment representative(s) with their clients.

Exams

• S66 Uniform Combined State Law Examination
  2020-02-26

Other Names

• Jake Rosalez