Devorah R Finkelstein

B. Riley Wealth Advisors, Inc.

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Current Employers

B. Riley Wealth Advisors, Inc.

40 S. Main St. Suite 1600, Memphis, TN 38103 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2020-02-18

NJ RA
APPROVED

Since 2020-02-18

Branch Locations

Passaic, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	New York	NY	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present
National Securities Corp	New York	NY	05/2019	07/2022
National Asset Management	Passaic	NJ	02/2020	Present
B. Riley Wealth Management	Memphis	TN	07/2022	Present

06/2009 → Present

Morgan Stanley

New York, NY
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY
05/2019 → 07/2022

National Securities Corp

New York, NY
02/2020 → Present

National Asset Management

Passaic, NJ
07/2022 → Present

B. Riley Wealth Management

Memphis, TN

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-02-07
S63	Uniform Securities Agent State Law Examination	2005-07-06

S65 Uniform Investment Adviser Law Examination

2020-02-07
S63 Uniform Securities Agent State Law Examination

2005-07-06

Other Names

Devorah R Goodman
Devorah R Finkelstein

View on SEC IAPD

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