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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-08-16 |
| CA | RA | APPROVED | 2022-06-06 |
| TX | RA | APPROVED | 2022-06-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ac One Asset Management Company | Los Angeles | CA | 12/2016 | 10/2018 |
| Chelsea Management Company | Los Angeles | CA | 10/2016 | 10/2018 |
| Unemployed | Ladera Ranch | CA | 06/2012 | 09/2016 |
| Axa Advisors, Llc | Century City | CA | 07/2018 | 01/2019 |
| Pruco Securities Llc | Los Angeles | CA | 02/2019 | 03/2021 |
| The Prudential Insurance Company Of America | Los Angeles | CA | 02/2019 | 03/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Ladera Ranch | CA | 04/2021 | 05/2022 |
| J.P. Morgan Securities Llc | Los Angeles | CA | 06/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Los Angeles | CA | 06/2022 | Present |
| Bank Of America | Ladera Ranch | CA | 04/2021 | 05/2022 |
| Axa Advisors | Century City | CA | 10/2018 | 01/2019 |
| Equitable Financial Life Insurance Co | Century City | CA | 10/2018 | 01/2019 |
| Prudential Advisors | Los Angeles | CA | 02/2019 | 03/2021 |
| Uber Eats | Los Angeles | CA | 02/2023 | 05/2023 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 2018-12-08 |
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