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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
11501 Alterra Pkwy Ste 115 & 550, Austin, TX 78758-3201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dick'S Sporting Goods | Tuscaloosa | AL | 09/2016 | 12/2017 |
| Falconhead Golf Club | Austin | TX | 05/2016 | 09/2016 |
| Fisher Investments | Plano | TX | 03/2018 | 10/2018 |
| Fisher Investments | Plano | TX | 05/2019 | 05/2021 |
| Personal Capital | Dallas | TX | 04/2019 | 05/2019 |
| Unemployed | Burleson | TX | 10/2018 | 04/2019 |
| Fidelity Investments | Jacksonville | FL | 08/2021 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-12-09 |
| S65 | Uniform Investment Adviser Law Examination | 2019-04-04 |
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