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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-03-20 |
| TX | RA | APPROVED | 2023-03-16 |
Branch Locations
2815 Townsgate Rd, Westlake Village, CA 91361 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Beverly Hills | CA | 05/2018 | 02/2022 |
| School | Los Angeles | CA | 08/2001 | 05/2019 |
| Morgan Stanley Smith Barney Llc | Westlake Village | CA | 02/2022 | 03/2022 |
| Morgan Stanley Private Bank, N.A | New York | NY | 03/2022 | 03/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Westlake Village | CA | 03/2023 | Present |
| University Of Southern California | Los Angeles | CA | 08/2017 | 05/2019 |
| Warner Bros. Home Entertainment | Los Angeles | CA | 06/2017 | 08/2017 |
| University Of Hawaii At Manoa | Honolulu | HI | 05/2015 | 05/2017 |
| Bank Of America, N.A. | Westlake Village | CA | 05/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-15 |
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