Shelby Alexandria Griffing

Charles Schwab & Co., Inc.

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Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-01-01

TX RA
APPROVED

Since 2025-01-01

Branch Locations

Alvord, TX • United States

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Westlake	TX	06/2018	Present
Luna Grill	Richardson	TX	06/2016	06/2018
Td Ameritrade, Inc.	Westlake	TX	09/2021	05/2024

06/2018 → Present

Charles Schwab & Co., Inc.

Westlake, TX
06/2016 → 06/2018

Luna Grill

Richardson, TX
09/2021 → 05/2024

Td Ameritrade, Inc.

Westlake, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-12-30
S63	Uniform Securities Agent State Law Examination	2018-08-03

S65 Uniform Investment Adviser Law Examination

2024-12-30
S63 Uniform Securities Agent State Law Examination

2018-08-03

View on SEC IAPD

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