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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-07-21 |
Branch Locations
Pittsburgh, PA • United States
322 North Shore Dr Building 1, Suite 200, Pittsburgh, PA 15212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Pitsburgh | PA | 01/2013 | 07/2021 |
| Various Insurance Carriers For W& R Insurance Agencies, Inc | Pittsburgh | PA | 01/2013 | 07/2021 |
| Charles Previs | Pittsburgh | PA | 05/2013 | 07/2021 |
| Gvd Borsa Llc | Pittsburgh | PA | 01/2020 | 07/2021 |
| Lpl Financial Llc | Pittsburgh | PA | 07/2021 | Present |
1)07/07/2021 - GVD Borsa, LLC - Business Entity For Tax/Investment Purposes Only - Inv Rel - Pittsburgh, PA - Start: 12/2019 - 4 Hr/Mth 2)07/07/2021 - Insurance - Non-Variable Insurance Trails Only - Inv Rel - At Reported Business Location(s) - Start: 05/2019 - 10 Hr/Mth 3)07/07/2021 - GVD Financial - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 07/2021 - 160 Hr/Mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 2008-01-25 |
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