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Chicago, IL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-04-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kard Financial | Chicago | IL | 06/2023 | Present |
| Plume Design | Chicago | IL | 11/2021 | Present |
| Allstate Investments | Chicago | IL | 07/2020 | 10/2021 |
| Sfx Asset & Wealth Llc | Chicago | IL | 07/2025 | Present |
| N/A | Kissimmee | FL | 08/2014 | 06/2020 |
Mauricio Ramirez is currently a Strategic Finance Manager for Kard Financial and a Senior Financial Analyst for Plume Design. In these roles, Mauricio Ramirez is in charge of all finance-related activities, including, financial planning, financial reporting, and M&A due dilligence, as well as fundraising activities for the company. These activities account for approximately 50% of their time combined. Clients of SFX are not involved in, nor are they solicited to participate in these outside business activities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-10-06 |
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