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100 Federal St, Boston, MA 02110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2021-08-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Ayco Company, L.P./Mercer Allied | Albany | NY | 06/2018 | 01/2021 |
| University Of New Hampshire | Durham | NH | 09/2014 | 05/2018 |
| Corvinus Business School | Budapest | 08/2016 | 12/2016 | |
| Epoch Restaurant | Exeter | NH | 04/2016 | 04/2017 |
| Alku Technologies | Durham | NH | 01/2017 | 04/2017 |
| New York Independent System Operator | Rensselaer | NY | 05/2017 | 08/2017 |
| Goldman Sachs & Co. Llc | Cohoes | NY | 01/2021 | 08/2021 |
| Putnam Investment Management | Boston | MA | 08/2021 | Present |
| Franklin Distributors, Llc | Austin | TX | 07/2024 | Present |
| Putnam Retail Management | Austin | TX | 08/2021 | 07/2024 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-05-22 |
| S65 | Uniform Investment Adviser Law Examination | 2018-09-28 |
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