Best Investors Account Sign in
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2023-10-23
FL RA APPROVED 2023-10-20
TX RA APPROVED 2023-10-19
  • VI RA
    APPROVED
    Since 2023-10-23
  • FL RA
    APPROVED
    Since 2023-10-20
  • TX RA
    APPROVED
    Since 2023-10-19

Branch Locations

801 Brickell Avenue Suite 2100, Miami, FL 33131 • United States

Lighthouse Point, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 06/2018 08/2018
Morgan Stanley Smith Barney Llc Irvine CA 08/2019 11/2019
University Of Miami Coral Gables FL 08/2015 05/2019
Morgan Stanley Smith Barney Llc Irvine CA 11/2019 02/2021
Morgan Stanley Private Bank, N.A New York NY 02/2020 02/2021
Unemployed Lighthouse Point FL 02/2021 11/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 11/2021 10/2023
Bank Of America, N.A. Miami FL 02/2022 10/2023
Rbc Capital Markets, Llc Miami FL 10/2023 Present
Previous Registrations
Other Businesses

(1) NAME OF ENTITY: Let's Play Vessel LLC ADDRESS: 4110 NE 31ST AVE LIGHTHOUSE POINT, FL 33064 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Holding company START DATE: 07.10.23 CAPACITY: Sole Proprietor, Other DUTIES: I own it, I might have to do one charter a year to keep the company alive. If this is the case, I'll charter a day trip to a family member to satisfy the need. HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (2) NAME OF ENTITY: 111 Coastal, LLC ADDRESS: 981 HILLSBORO MILE HILLSBORO BEACH, FL 33062 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Vacation Rental Property START DATE: 07.25.11 CAPACITY: Owner - Passive DUTIES: I'm a limited partner, all I do is own 30% HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-28
  • S66 Uniform Combined State Law Examination
    2019-08-28
Other Names
  • James Lambert
  • Tristan Lambert
  • James Tristan Lambert

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Miami, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor