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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-02
CA RA APPROVED 2021-02-11
  • TX RA
    APPROVED_RES
    Since 2024-08-02
  • CA RA
    APPROVED
    Since 2021-02-11

Branch Locations

444 S. Flower Street Suite 4200, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vapor Amor, Llc El Paso TX 01/2015 06/2018
Axa-Advisors, Llc Los Angeles CA 07/2018 06/2020
Equitable Advisors, Llc Los Angeles CA 07/2018 01/2021
Mml Investors Services, Llc Los Angeles CA 02/2021 Present
Mass Mutual Life Insurance Company Los Angeles CA 01/2021 Present
Lenox Advisors Los Angeles CA 01/2021 Present
  • 01/2015 → 06/2018
    Vapor Amor, Llc
    El Paso, TX
  • 07/2018 → 06/2020
    Axa-Advisors, Llc
    Los Angeles, CA
  • 07/2018 → 01/2021
    Los Angeles, CA
  • 02/2021 → Present
    Los Angeles, CA
  • 01/2021 → Present
    Mass Mutual Life Insurance Company
    Los Angeles, CA
  • 01/2021 → Present
    Lenox Advisors
    Los Angeles, CA
Previous Registrations
Other Businesses

Name: Joseph Kim / Lenox Advisors, Inc Inv rel: Y Add: 444 S. Flower St. Ste 4200 Los Angeles, CA 90071 Nature: Life and Health Insurance Position: Relationship Manager Start date: 02/01/2021 No. HR/MO: 10 No. HR/MO during sec trading: 10 Describe duties: Non - MMLIA Insurance sales

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-26
  • S66 Uniform Combined State Law Examination
    2018-11-26
Other Names
  • Joseph Kim
  • Dae Yup Kim
  • Joe Kim
  • Joseph Kim

View on SEC IAPD

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