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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED | 2024-10-11 |
Branch Locations
Lake Forest, CA • United States
9841 Irvine Center Dr, Ste 130, Irvine, CA 92618 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Towne Park Valet | Salt Lake City | UT | 01/2015 | 01/2017 |
| Lpl Financial | San Diego | CA | 05/2018 | 08/2018 |
| Nortwestern Mutual | Salt Lake City | UT | 05/2019 | 09/2019 |
| Zions Bancorporation | Salt Lake City | UT | 02/2020 | 05/2022 |
| Unemployed/Student | Salt Lake City | UT | 01/2017 | 05/2018 |
| Unemployed/Student | Salt Lake City | UT | 08/2018 | 05/2019 |
| Student | Salt Lake City | UT | 09/2019 | 02/2020 |
| Lpl Financial Llc | Irvine | CA | 06/2022 | Present |
1) 6/2022- Wealth Planning Group- DBA for LPL Business (entity for LPL business)- inv. related- Registered Admin 2) 09/23/2024 - Cavalier and Associates - Non-Variable Insurance - Life Agent - Investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 1 Hour Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 2021-10-26 |
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