Thomas James Lyman

John Hancock Personal Financial Services, LLC

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Current Employers

John Hancock Personal Financial Services, Llc

200 Berkeley Street, Boston, MA 02116 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2026-04-07
NY	RA	APPROVED	2023-01-06
MA	RA	APPROVED	2019-02-06

IL RA
APPROVED

Since 2026-04-07
NY RA
APPROVED

Since 2023-01-06
MA RA
APPROVED

Since 2019-02-06

Branch Locations

Chicago, IL • United States

200 Berkeley Street, Boston, MA 02116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
John Hancock Personal Financial Services	Boston	MA	06/2018	09/2020
Insight Global	Boston	MA	07/2017	04/2018
Providence College	Providence	RI	08/2013	05/2017
John Hancock Funds, Inc.	Boston	MA	10/2018	02/2021
John Hancock	Boston	MA	10/2020	Present
John Hancock Distributors Llc	Boston	MA	02/2021	Present

06/2018 → 09/2020

John Hancock Personal Financial Services

Boston, MA
07/2017 → 04/2018

Insight Global

Boston, MA
08/2013 → 05/2017

Providence College

Providence, RI
10/2018 → 02/2021

John Hancock Funds, Inc.

Boston, MA
10/2020 → Present

John Hancock

Boston, MA
02/2021 → Present

John Hancock Distributors Llc

Boston, MA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2018-12-22
S65	Uniform Investment Adviser Law Examination	2018-09-25

S63 Uniform Securities Agent State Law Examination

2018-12-22
S65 Uniform Investment Adviser Law Examination

2018-09-25

View on SEC IAPD

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