Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-29
CA RA APPROVED 2023-08-16
  • TX RA
    APPROVED
    Since 2023-11-29
  • CA RA
    APPROVED
    Since 2023-08-16

Branch Locations

3075A Hansen Way, Palo Alto, CA 94304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank, N.A. San Francisco CA 10/2017 08/2020
J.P. Morgan Securities Llc San Francisco CA 04/2018 08/2020
Wells Fargo Bank, N.A. South San Francisco CA 06/2017 11/2017
Wells Fargo Bank, N.A. South San Francisco CA 08/2016 06/2017
Foothill College Los Altos Hills CA 09/2013 03/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Palo Alto CA 08/2020 Present
Bank Of America, N.A. Palo Alto CA 11/2023 Present
  • 10/2017 → 08/2020
    Jp Morgan Chase Bank, N.A.
    San Francisco, CA
  • 04/2018 → 08/2020
    J.P. Morgan Securities Llc
    San Francisco, CA
  • 06/2017 → 11/2017
    Wells Fargo Bank, N.A.
    South San Francisco, CA
  • 08/2016 → 06/2017
    Wells Fargo Bank, N.A.
    South San Francisco, CA
  • 09/2013 → 03/2017
    Foothill College
    Los Altos Hills, CA
  • 08/2020 → Present
    Palo Alto, CA
  • 11/2023 → Present
    Bank Of America, N.A.
    Palo Alto, CA
Other Businesses

I*517050 For profit or not for profit: Entity For Profit Name of outside business organization: Doordash, INC Investment related: N Address of business: San Franisco, California, 94105 Nature of business: ["Corporation"] Position, title, association: ["Employee"], Start date of relationship: 8/16/2021 Number of hours devoted: 10 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , I would like to drive for Doordash

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-14
S63 Uniform Securities Agent State Law Examination 2018-07-25
  • S65 Uniform Investment Adviser Law Examination
    2023-08-14
  • S63 Uniform Securities Agent State Law Examination
    2018-07-25
Other Names
  • Alexander J Clark-Romero
  • Alexander Javier Clark Romero
  • Alexander Clark-Romero
  • Alexander Clark
  • Alexander Javier Clark-Romero
  • Alex Clark-Romero
  • Alexander J Clark

View on SEC IAPD

More in Palo Alto, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor