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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-02-05
TX RA APPROVED 2024-02-05
  • IL RA
    APPROVED
    Since 2024-02-05
  • TX RA
    APPROVED
    Since 2024-02-05

Branch Locations

10 S Dearborn St Floor 09, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford C. Bernstein & Co., Llc. Chicago IL 06/2019 07/2021
Goldman Sachs Chicago IL 06/2018 08/2018
Indiana University Bloomington IN 08/2015 05/2019
Indiana University Bloomington IN 01/2017 05/2019
Jpmorgan Chase Bank Na Chicago IL 07/2021 Present
Jpmorgan Securities Llc Chicago IL 07/2021 Present
  • 06/2019 → 07/2021
    Sanford C. Bernstein & Co., Llc.
    Chicago, IL
  • 06/2018 → 08/2018
    Goldman Sachs
    Chicago, IL
  • 08/2015 → 05/2019
    Indiana University
    Bloomington, IN
  • 01/2017 → 05/2019
    Indiana University
    Bloomington, IN
  • 07/2021 → Present
    Jpmorgan Chase Bank Na
    Chicago, IL
  • 07/2021 → Present
    Jpmorgan Securities Llc
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-05
S63 Uniform Securities Agent State Law Examination 2019-11-25
  • S65 Uniform Investment Adviser Law Examination
    2024-02-05
  • S63 Uniform Securities Agent State Law Examination
    2019-11-25

View on SEC IAPD

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