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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-06-30
TX RA APPROVED_RES 2025-06-18
AL RA APPROVED 2020-09-29
  • TN RA
    APPROVED
    Since 2025-06-30
  • TX RA
    APPROVED_RES
    Since 2025-06-18
  • AL RA
    APPROVED
    Since 2020-09-29

Branch Locations

1550 West Mcewen Drive Suite 450, Franklin, TN 37067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Birmingham AL 06/2018 08/2020
Massachustetts Mutual Life Insurance Company Birmingham AL 05/2018 08/2020
Samford University Birmingham AL 08/2014 05/2018
Chick-Fil-A Mountain Brook AL 05/2017 08/2017
Raymond James & Associates Inc Franklin TN 09/2020 Present
  • 06/2018 → 08/2020
    Mml Investors Services, Llc
    Birmingham, AL
  • 05/2018 → 08/2020
    Massachustetts Mutual Life Insurance Company
    Birmingham, AL
  • 08/2014 → 05/2018
    Samford University
    Birmingham, AL
  • 05/2017 → 08/2017
    Chick-Fil-A
    Mountain Brook, AL
  • 09/2020 → Present
    Franklin, TN
Other Businesses

(1) Name of Business: H & Z LLC Address: 907 rebel cir, Franklin, TN, 37064, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 07/18/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Member manager. Paying bills and managing property.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-09-28
S63 Uniform Securities Agent State Law Examination 2019-11-13
  • S65 Uniform Investment Adviser Law Examination
    2020-09-28
  • S63 Uniform Securities Agent State Law Examination
    2019-11-13
Other Names
  • Joshua Salter

View on SEC IAPD

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