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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2023-08-10
  • NE RA
    APPROVED
    Since 2023-08-10

Branch Locations

3600 Village Drive Suite 110, Lincoln, NE 68516 • United States

Bennet, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Doane University Crete NE 10/2015 12/2018
Union Bank & Trust Lincoln NE 11/2015 05/2018
Principal Life Insurance Co Grand Island NE 06/2018 05/2019
Principal Securities Inc Grand Island NE 06/2018 05/2019
Minnesota Life Insurance Company St Paul MN 06/2019 08/2023
Securian Financial Services Inc St Paul MN 06/2019 08/2023
Renaissance Financial Corp Omaha NE 06/2019 Present
Securian Financial Services Inc St Paul MN 05/2019 06/2019
Cetera Wealth Services, Llc Omaha NE 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 10/2015 → 12/2018
    Doane University
    Crete, NE
  • 11/2015 → 05/2018
    Union Bank & Trust
    Lincoln, NE
  • 06/2018 → 05/2019
    Principal Life Insurance Co
    Grand Island, NE
  • 06/2018 → 05/2019
    Principal Securities Inc
    Grand Island, NE
  • 06/2019 → 08/2023
    Minnesota Life Insurance Company
    St Paul, MN
  • 06/2019 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 06/2019 → Present
    Renaissance Financial Corp
    Omaha, NE
  • 05/2019 → 06/2019
    Securian Financial Services Inc
    St Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Omaha, NE
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-08-12 → 2023-08-10
    Securian Financial Services, Inc.
    Omaha, NE
    St. Paul, MN
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: January 2019 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: January 2019 POSITION/TITLE/RELATIONSHIP: Financial Advisor APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES 3. SCHMIDT APIARIES POSITION: Owner NATURE: Sales INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2014 ADDRESS: , Crete NE , United States DESCRIPTION: Owner 4 .NAME OF OTHER BUSINESS: BENNET CITY COUNCIL, INVESTMENT RELATED: NO, ADDRESS: 685 MONROE ST, BENNET, NE 68317, NATURE OF BUSINESS: CIVIC, START DATE: 12/2024, POSITION/TITLE/RELATIONSHIP: CITY COUNCIL MEMBER, APX NUMBER OF HOURS PER WEEK: 2, APX NUMBER OF HOURS DURING TRADING HOURS: 0, BRIEF DESCRIPTION OF DUTIES: HELP MAKE DECISIONS ON AND RUN THE GOVERNMENT OF THE CITY OF BENNET, NEBRASKA; 5. NAME OF OTHER BUSINESS: BENNET COMMUNITY FUND; INVESTMENT RELATED: NO; ADDRESS: 895 COTTONWOOD ST, BENNET, NE, 68317; NATURE OF BUSINESS: BOARD; START DATE: 9/2025; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HELP GROW THE FUND, OVERSEE GRANTS FROM THE FUND; 6. NAME OF OTHER BUSINESS: BENNET/PALMYRA CHILDCARE FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: 1150 GARDEN ST BENNET, NE 68317; NATURE OF BUSINESS: NON PROFIT; START DATE: 11/2025; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HELP WITH GROWTH OF THE NON-PROFIT, LOOKING TO BUILD A CHILDCARE CENTER IN THE BENNET PALMYRA AREA;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-02
  • S66 Uniform Combined State Law Examination
    2019-08-02

View on SEC IAPD

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