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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-05-05 |
| IN | RA | APPROVED | 2018-09-18 |
Branch Locations
8888 Keystone Crossing Suite 1600, Indianapolis, IN 46240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Indianapolis | IN | 05/2018 | Present |
| Mml Investors Services, Llc | Indianapolis | IN | 06/2018 | Present |
| Southern Illinois University | Carbondale | IL | 06/2016 | 06/2018 |
(1)Name: SJK20 LLC Inv rel: Y Add: At Residential Address Nature: Own a rental property Position: Owner Start date: 06/01/2021 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe duties: Answer any questions from property manager, decide if we want to upgrade anything associated with the property, file tax return. (2) NAME: DRK25 LLC INV REL: Y ADD: Residential Address NATURE: POSITION: OWNER OF LLC FOR PASS THROUGH COMPENSATION START DATE: 05/16/2025 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: LLC is Soley for use for paycheck deposit for employment
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-06 |
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