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Current Employers
William Blair

150 North Riverside Plaza, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-05-21
  • NY RA
    APPROVED
    Since 2025-05-21

Branch Locations

The William Blair Building 150 North Riverside, Chicago, IL 60606-1594 • UNITED STATES

150 North Riverside Plaza, Chicago, IL 60606 • United States

1166 Avenue Of The Americas Floor 20, New York, NY 10036-2774 • United States

Hopwell Junction, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ssa Group Llc/Pourhouse Bar Grill Ardsley NY 06/2015 06/2019
Northwestern Mutual Investment Services Llc White Plains NY 11/2016 12/2017
Jp Morgan Securities, Llc New York NY 01/2018 11/2021
Unemployed Hartsdale NY 12/2021 12/2021
Masttro New York NY 01/2022 02/2024
Private Client Resources, Llc Wilton CT 03/2024 05/2025
William Blair New York NY 05/2025 Present
  • 06/2015 → 06/2019
    Ssa Group Llc/Pourhouse Bar Grill
    Ardsley, NY
  • 11/2016 → 12/2017
    Northwestern Mutual Investment Services Llc
    White Plains, NY
  • 01/2018 → 11/2021
    New York, NY
  • 12/2021 → 12/2021
    Unemployed
    Hartsdale, NY
  • 01/2022 → 02/2024
    Masttro
    New York, NY
  • 03/2024 → 05/2025
    Private Client Resources, Llc
    Wilton, CT
  • 05/2025 → Present
    New York, NY
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-07-03
S66 Uniform Combined State Law Examination 2018-02-01
  • S63 Uniform Securities Agent State Law Examination
    2025-07-03
  • S66 Uniform Combined State Law Examination
    2018-02-01
Designations
Other Names
  • Harlem A. Valdez
  • Alex Valdez
  • Harlem Valdez
  • Harlem A Valdez

View on SEC IAPD

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