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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-05-27 |
Branch Locations
2308 Broadway, New York City, NY 10024-4301 • United States
915 Broadway Ground Floor, New York City, NY 10010 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A | New York | NY | 05/2018 | 08/2019 |
| Pnc Bank | Columbus | OH | 04/2016 | 05/2018 |
| Jp Morgan Securities Llc | New York | NY | 05/2018 | 08/2019 |
| Wells Fargo Bank, Na | New York | NY | 01/2020 | 01/2023 |
| Wells Fargo Clearing Services, Llc | New York | NY | 01/2020 | 04/2022 |
| Capital One | New York | NY | 10/2019 | 12/2019 |
| Citizens Securities, Inc. | New York | NY | 03/2025 | 04/2025 |
| Success Academy Charter School | New York | NY | 01/2023 | 04/2024 |
| Pvolve | New York | NY | 06/2024 | 01/2025 |
| Charles Schwab & Co., Inc. | New York City | NY | 04/2025 | Present |
| Charles Schwab Bank, Ssb | New York City | NY | 04/2025 | Present |
1) Novaughn Miller DBA Astro5 | Investment Related:No|Education|Sole Proprietor|2/7/2026|Less than 20|0|Organizing and conducting cosmic observations. All aspects are conducted by me with occasional non-paid assistance from friends or volunteers
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-14 |
| S65 | Uniform Investment Adviser Law Examination | 2021-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 2018-07-19 |
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