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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-10-21 |
| NY | RA | APPROVED | 2021-10-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Ayco Company Lp | Latham | NY | 05/2018 | 01/2021 |
| Nys Lawyers Fund For Client Protection | Albany | NY | 06/2017 | 07/2017 |
| Student | Albany | NY | 05/2008 | 05/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Syracuse | NY | 01/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 2018-09-06 |
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