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Carmel, IN • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-05 |
| IN | RA | APPROVED | 2022-01-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Goldstein Group Financial Advisors, Llc | Indianapolis | IN | 05/2018 | 10/2021 |
| Vasquez Group, Llc | Indianapolis | IN | 06/2009 | Present |
| Vasquez Financial Consulting Llc | Carmel | IN | 10/2021 | Present |
| Archer Investment Corporation | Carmel | IN | 12/2021 | 06/2022 |
| Commonwealth Financial Network | Indianapolis | IN | 08/2020 | 10/2021 |
| Vasquez Insurance Agency Llc | Carmel | IN | 03/2023 | Present |
1) Owner of Vasquez Group, LLC; Tax Preparer and Business Consultant; Located at 5255 N. Winthrop Avenue, Box #310, Indianapolis, IN 46220, as of 06/2009; Approximately 10% of time spent during securities trading hours per month; Not investment related. 2) Owner of Vasquez Insurance Agency, LLC; Insurance Producer; Located at 5255 N. Winthrop Avenue, Box #310, Indianapolis IN 46220, as of 03/2023; Independent Life & Long-Term Care Insurance offered through Ash Brokerage and InSource, Inc.; Approximately 10% of time spent during securities trading hours per month; Not investment related. 3) Employee of Carmel Clay Schools; Instructional Assistant; Located at 5201 E. Main Street, Carmel, IN 46033; as of 08/2023; Functional Academic Program support staff; Approximately 50% of time spent during securities hours per month; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 2020-10-13 |
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