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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-03-21 |
| NY | RA | APPROVED | 2026-03-21 |
| TX | RA | APPROVED | 2026-03-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Fairfield | CT | 05/2018 | Present |
| Clifford Berger | Greenwich | CT | 05/2006 | 05/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-17 |
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