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Alyssa Marie Peponis

Wells Fargo Clearing Services, LLC

Bellevue, WA

Bellevue, WA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-28
WA RA APPROVED 2024-02-28
  • TX RA
    APPROVED
    Since 2024-02-28
  • WA RA
    APPROVED
    Since 2024-02-28

Branch Locations

555 110Th Ave Ne 10Th Fl, Bellevue, WA 98004 • United States

205 108Th Ave Ne 6Th Fl, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Bellevue WA 10/2023 Present
Kpmg Seattle WA 10/2022 10/2023
Kpmg Seattle WA 10/2020 10/2022
Gonzaga University Spokane WA 08/2019 10/2020
Kpmg Sydney 05/2019 08/2019
Gonzaga University Spokane WA 08/2018 05/2019
D.A. Davidson Seattle WA 06/2018 08/2018
Gonzaga University Spokane WA 08/2017 05/2018
Athleta Bellevue WA 06/2017 08/2017
Gonzaga University Spokane WA 08/2016 05/2017
  • 10/2023 → Present
    Wells Fargo Clearing Services, Llc
    Bellevue, WA
  • 10/2022 → 10/2023
    Kpmg
    Seattle, WA
  • 10/2020 → 10/2022
    Kpmg
    Seattle, WA
  • 08/2019 → 10/2020
    Gonzaga University
    Spokane, WA
  • 05/2019 → 08/2019
    Kpmg
    Sydney
  • 08/2018 → 05/2019
    Gonzaga University
    Spokane, WA
  • 06/2018 → 08/2018
    D.A. Davidson
    Seattle, WA
  • 08/2017 → 05/2018
    Gonzaga University
    Spokane, WA
  • 06/2017 → 08/2017
    Athleta
    Bellevue, WA
  • 08/2016 → 05/2017
    Gonzaga University
    Spokane, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-28
  • S66 Uniform Combined State Law Examination
    2024-02-28
Other Names
  • Alyssa Marie Peponis
  • Alyssa Marie Rustik

View on SEC IAPD

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LPL FINANCIAL LLC · BELLEVUE, WA
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