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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-14
PA RA APPROVED 2024-08-01
  • TX RA
    APPROVED_RES
    Since 2026-04-14
  • PA RA
    APPROVED
    Since 2024-08-01

Branch Locations

368 Butler St., Pittsburgh, PA 15223 • United States

Pittsburgh, PA • United States

Duncan Financial Planning Advisors

311 Main St., Irwin, PA 15642 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-03-10
  • PA RA
    APPROVED
    Since 2026-03-10

Branch Locations

368 Butler St, Pittsburgh, PA 15223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Connecticut Storrs CT 09/2015 05/2019
Duncan Financial Group Pittsburgh PA 05/2016 07/2018
Gampel Pavilion Faculty Storrs CT 01/2019 05/2019
Federated Securities Corp Pittsburgh PA 07/2019 07/2024
Federated Hermes, Inc. Pittsburgh PA 07/2019 07/2024
Mdta Advisers, A Division Of Federated Mdta Llc Boston MA 11/2019 07/2024
Federated Investment Counseling Pittsburgh PA 11/2019 07/2024
Federated Global Investment Management Company New York NY 11/2019 07/2024
Cambridge Investment Research, Inc. Fairfield IA 08/2024 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 08/2024 Present
Duncan Financial Planning Advisors Irwin PA 03/2026 Present
  • 09/2015 → 05/2019
    University Of Connecticut
    Storrs, CT
  • 05/2016 → 07/2018
    Duncan Financial Group
    Pittsburgh, PA
  • 01/2019 → 05/2019
    Gampel Pavilion Faculty
    Storrs, CT
  • 07/2019 → 07/2024
    Pittsburgh, PA
  • 07/2019 → 07/2024
    Federated Hermes, Inc.
    Pittsburgh, PA
  • 11/2019 → 07/2024
    Mdta Advisers, A Division Of Federated Mdta Llc
    Boston, MA
  • 11/2019 → 07/2024
    Pittsburgh, PA
  • 11/2019 → 07/2024
    Federated Global Investment Management Company
    New York, NY
  • 08/2024 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 08/2024 → Present
    Fairfield, IA
  • 03/2026 → Present
    Irwin, PA
Previous Registrations
Other Businesses

1) CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, 08/2024, Investment Advisor Representative, CIRA affiliation, INV REL, 160 HR/MO, 120 HR/MO TRADING 2) DUNCAN FINANCIAL GROUP, 368 Butler Street, Pittsburgh PA 15223, United States, 07/2024, IAR, DBA NAME, INV REL, 160 HR/MO - 160 HR/MO TRADING. 3) DUNCAN FINANCIAL PLANNING ADVISORS, 368 Butler Street, Pittsburgh, PA 15223, 03/20/2026, Investment Advisor Representative, RIA Affiliation (other than CIRA), NIR, 0 HR/MO - 40 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-15
  • S66 Uniform Combined State Law Examination
    2019-11-15
Other Names
  • Lizzie Kline
  • Liz Kline
  • Elizabeth Dorothy Kline
  • Elizabeth Kline

View on SEC IAPD

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