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Current Employers
Columbia Management Investment Advisers, Llc

290 Congress Street, Boston, MA 02210 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2023-01-04
AR RA APPROVED 2022-12-21
  • OK RA
    APPROVED
    Since 2023-01-04
  • AR RA
    APPROVED
    Since 2022-12-21

Branch Locations

Tulsa, OK • United States

290 Congress Street, Boston, MA 02210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Columbia Management Investment Distributors, Inc. Boston MA 05/2018 Present
Td Bank Phillipsburg NJ 08/2017 05/2018
William Paterson University Wayne NJ 08/2015 05/2017
Burlington Coat Factory Wayne NJ 01/2017 05/2017
  • 05/2018 → Present
    Columbia Management Investment Distributors, Inc.
    Boston, MA
  • 08/2017 → 05/2018
    Td Bank
    Phillipsburg, NJ
  • 08/2015 → 05/2017
    William Paterson University
    Wayne, NJ
  • 01/2017 → 05/2017
    Burlington Coat Factory
    Wayne, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-06
S63 Uniform Securities Agent State Law Examination 2018-10-01
  • S66 Uniform Combined State Law Examination
    2018-12-06
  • S63 Uniform Securities Agent State Law Examination
    2018-10-01

View on SEC IAPD

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