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Daniel Alton

Td Private Client Wealth LLC

New York, NY

New York, NY

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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-11-13
CT RA APPROVED 2025-10-17
FL RA APPROVED 2025-10-17
NJ RA APPROVED 2025-10-16
NY RA APPROVED 2025-08-04
  • DC RA
    APPROVED
    Since 2025-11-13
  • CT RA
    APPROVED
    Since 2025-10-17
  • FL RA
    APPROVED
    Since 2025-10-17
  • NJ RA
    APPROVED
    Since 2025-10-16
  • NY RA
    APPROVED
    Since 2025-08-04

Branch Locations

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

460 Park Avenue South, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
City Of Long Beach Long Beach NY 06/2014 09/2019
Joseph & Gunnar Llc. New York NY 06/2018 07/2018
College Of Saint Rose Albany NY 09/2015 12/2016
Axa Advisors Llc New York NY 10/2019 06/2020
Suny Oneonta Oneonta NY 08/2016 05/2019
City Of Long Beach Recreation Center Long Beach NY 06/2013 11/2019
Equitable Advisors, Llc New York NY 10/2019 06/2020
Td Ameritrade San Diego CA 06/2020 07/2020
City Of Long Beach Long Beach NY 07/2020 08/2020
Fidelity Investments Roslyn NY 08/2020 01/2024
Fidelity Investments Boston MA 03/2025 07/2025
Fidelity Investments New York NY 01/2024 07/2025
Fidelity Personal And Workplace Advisors Boston MA 08/2020 03/2025
Td Private Client Wealth Llc New York NY 07/2025 Present
Td Bank N.A. New York NY 07/2025 Present
  • 06/2014 → 09/2019
    City Of Long Beach
    Long Beach, NY
  • 06/2018 → 07/2018
    Joseph & Gunnar Llc.
    New York, NY
  • 09/2015 → 12/2016
    College Of Saint Rose
    Albany, NY
  • 10/2019 → 06/2020
    Axa Advisors Llc
    New York, NY
  • 08/2016 → 05/2019
    Suny Oneonta
    Oneonta, NY
  • 06/2013 → 11/2019
    City Of Long Beach Recreation Center
    Long Beach, NY
  • 10/2019 → 06/2020
    Equitable Advisors, Llc
    New York, NY
  • 06/2020 → 07/2020
    Td Ameritrade
    San Diego, CA
  • 07/2020 → 08/2020
    City Of Long Beach
    Long Beach, NY
  • 08/2020 → 01/2024
    Fidelity Investments
    Roslyn, NY
  • 03/2025 → 07/2025
    Fidelity Investments
    Boston, MA
  • 01/2024 → 07/2025
    Fidelity Investments
    New York, NY
  • 08/2020 → 03/2025
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 07/2025 → Present
    Td Private Client Wealth Llc
    New York, NY
  • 07/2025 → Present
    Td Bank N.A.
    New York, NY
Previous Registrations
  • 2025-03-31 → 2025-08-06
    Strategic Advisers Llc
    Long Beach, NY
    New York, NY
    Boston, MA
  • 2020-08-31 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Roslyn, NY
  • 2020-02-03 → 2020-07-01
    Equitable Advisors, Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-19
  • S66 Uniform Combined State Law Examination
    2020-01-19
Other Names
  • Daniel Alton
  • Daniel Alton
  • Daniel Jeffrey Alton

View on SEC IAPD

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