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Daniel Mathews

Rbc Capital Markets, LLC

Chicago, IL

Highwood, IL

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-02-25
  • IL RA
    APPROVED
    Since 2022-02-25

Branch Locations

111 S Wacker Drive Suite 3200, Chicago, IL 60606 • United States

Highwood, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Chicago IL 03/2021 Present
Gryphon Advisors Llc Evanston IL 05/2019 03/2021
Merrill Lynch Lake Forest IL 06/2018 08/2018
Unemployed Winnetka IL 08/2018 05/2019
Full Time Education Winnetka IL 08/2014 06/2018
  • 03/2021 → Present
    Rbc Capital Markets, Llc
    Chicago, IL
  • 05/2019 → 03/2021
    Gryphon Advisors Llc
    Evanston, IL
  • 06/2018 → 08/2018
    Merrill Lynch
    Lake Forest, IL
  • 08/2018 → 05/2019
    Unemployed
    Winnetka, IL
  • 08/2014 → 06/2018
    Full Time Education
    Winnetka, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-24
  • S66 Uniform Combined State Law Examination
    2022-02-24

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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