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Current Employers
Blackrock Financial Management, Inc

50 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-06
NJ RA APPROVED 2020-02-18
  • NY RA
    APPROVED
    Since 2021-08-06
  • NJ RA
    APPROVED
    Since 2020-02-18

Branch Locations

50 Hudson Yards, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 06/2019 01/2020
Tufts University Medford MA 09/2015 05/2019
Tufts Medford MD 01/2018 05/2018
Bank Of America Merrill Lynch New York NY 06/2018 08/2018
Bank Of America, N.A. New York NY 11/2019 01/2020
Blackrock New York NY 01/2020 Present
Blackrock Investments Llc New York NY 01/2020 Present
  • 06/2019 → 01/2020
    New York, NY
  • 09/2015 → 05/2019
    Tufts University
    Medford, MA
  • 01/2018 → 05/2018
    Tufts
    Medford, MD
  • 06/2018 → 08/2018
    Bank Of America Merrill Lynch
    New York, NY
  • 11/2019 → 01/2020
    Bank Of America, N.A.
    New York, NY
  • 01/2020 → Present
    Blackrock
    New York, NY
  • 01/2020 → Present
    Blackrock Investments Llc
    New York, NY
Previous Registrations
Other Businesses

N/A - there isn't one organization as multiple venues offer musicians and artists the opportunity to perform; Music venues lounges etc.; Artist / Musician; Perform live music; Between zero and eight hours per month hrs/month; Start Date:11-17-2023

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-18
  • S66 Uniform Combined State Law Examination
    2019-10-18
Other Names
  • Romain Dard

View on SEC IAPD

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