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Elliott A Sternberg

Robert W. Baird & Co. Incorporated

Sarasota, FL

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2023-03-20
  • KY RA
    APPROVED
    Since 2023-03-20

Branch Locations

2 North Tamiami Trail 1200, Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Cincinnati OH 07/2019 03/2020
Ben Beshear Cincinnati OH 07/2019 03/2020
J.J.B. Hilliard, W.L. Lyons, Llc Louisville KY 06/2018 10/2019
University Of Kentucky Lexington KY 08/2014 12/2018
Bluegrass Motorsport Louisville KY 07/2016 08/2017
Unemployed Louisville KY 12/2018 07/2019
Fifth Third Bank Cincinnait OH 06/2020 06/2022
Robert W. Baird & Co. Incorporated Louisville KY 07/2022 12/2024
Robert W. Baird & Co. Incorporated Sarasota FL 12/2024 03/2026
Robert W. Baird & Co. Incorporated Louisville KY 03/2026 Present
  • 07/2019 → 03/2020
    Northwestern Mutual Investment Services, Llc
    Cincinnati, OH
  • 07/2019 → 03/2020
    Ben Beshear
    Cincinnati, OH
  • 06/2018 → 10/2019
    J.J.B. Hilliard, W.L. Lyons, Llc
    Louisville, KY
  • 08/2014 → 12/2018
    University Of Kentucky
    Lexington, KY
  • 07/2016 → 08/2017
    Bluegrass Motorsport
    Louisville, KY
  • 12/2018 → 07/2019
    Unemployed
    Louisville, KY
  • 06/2020 → 06/2022
    Fifth Third Bank
    Cincinnait, OH
  • 07/2022 → 12/2024
    Robert W. Baird & Co. Incorporated
    Louisville, KY
  • 12/2024 → 03/2026
    Robert W. Baird & Co. Incorporated
    Sarasota, FL
  • 03/2026 → Present
    Robert W. Baird & Co. Incorporated
    Louisville, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-20
  • S66 Uniform Combined State Law Examination
    2023-03-20
Designations
Other Names
  • Elliott Sternberg

View on SEC IAPD

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