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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-07-21 |
Branch Locations
Colorado Springs, CO • United States
13710 Struthers Road, Colorado Springs, CO 80921 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Monument | CO | 06/2018 | 06/2022 |
| Stay At Home Mom | Colorado Springs | CO | 10/2017 | 05/2018 |
| Rocky Mountain Electric | Colorado Springs | CO | 08/2016 | 10/2017 |
| Tang Wealth Management | Monument | CO | 05/2018 | 06/2022 |
| Raymond James Financial Services Advisors, Inc. | Monument | CO | 12/2021 | 06/2022 |
| Thrivent Investment Management Inc | Colorado Springs | CO | 07/2022 | Present |
| Thrivent Financial | Appleton | WI | 08/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-24 |
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