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Nicholas Carroll

Iconiq Capital, LLC

San Francisco, CA

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Current Employers
Iconiq Capital, Llc

50 Beale St. Ste 2300, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-04-11
  • CA RA
    APPROVED
    Since 2022-04-11

Branch Locations

50 Beale St. Ste 2300, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Iconiq Capital New York NY 02/2022 Present
Bank Of America Private Bank New York NY 07/2019 02/2022
Full Time Student (High School And College Boston And Waltham MA 09/2011 05/2019
Alpha Pension Group Lexington MA 09/2017 05/2019
Us Trust New York NY 06/2018 08/2018
  • 02/2022 → Present
    Iconiq Capital
    New York, NY
  • 07/2019 → 02/2022
    Bank Of America Private Bank
    New York, NY
  • 09/2011 → 05/2019
    Full Time Student (High School And College
    Boston And Waltham, MA
  • 09/2017 → 05/2019
    Alpha Pension Group
    Lexington, MA
  • 06/2018 → 08/2018
    Us Trust
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-04-11
  • S65 Uniform Investment Adviser Law Examination
    2022-04-11

View on SEC IAPD

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Other Offices

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DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
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