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Nicole Esquenazi

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Miami, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-07-06
FL RA APPROVED 2019-11-18
  • TX RA
    APPROVED
    Since 2020-07-06
  • FL RA
    APPROVED
    Since 2019-11-18

Branch Locations

701 Brickell Ave, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 06/2019 Present
University Of Miami Miami FL 08/2015 05/2019
Merrill Lynch Palm Beach Gardens FL 06/2018 08/2018
University Of Miami Miami FL 08/2016 10/2018
Sushi Maki Miami FL 05/2017 08/2017
Jp Morgan Miami FL 05/2017 08/2017
Bank Of America N.A. Miami FL 09/2019 Present
  • 06/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Miami, FL
  • 08/2015 → 05/2019
    University Of Miami
    Miami, FL
  • 06/2018 → 08/2018
    Merrill Lynch
    Palm Beach Gardens, FL
  • 08/2016 → 10/2018
    University Of Miami
    Miami, FL
  • 05/2017 → 08/2017
    Sushi Maki
    Miami, FL
  • 05/2017 → 08/2017
    Jp Morgan
    Miami, FL
  • 09/2019 → Present
    Bank Of America N.A.
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-14
  • S66 Uniform Combined State Law Examination
    2019-11-14

View on SEC IAPD

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