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Melissa Ann Ray

LPl Financial LLC

Mount Pleasant, NC

Fort Mill, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-09-08
  • NC RA
    APPROVED
    Since 2025-09-08

Branch Locations

Mount Pleasant, NC • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Charlotte NC 03/2017 05/2018
Lpl Financial Llc Fort Mill SC 05/2018 Present
Msi Financial Services, Inc. Charlotte NC 04/2014 03/2017
  • 03/2017 → 05/2018
    Mml Investors Services, Llc
    Charlotte, NC
  • 05/2018 → Present
    Lpl Financial Llc
    Fort Mill, SC
  • 04/2014 → 03/2017
    Msi Financial Services, Inc.
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-29
  • S66 Uniform Combined State Law Examination
    2018-01-29
Other Names
  • Melissa Fleck
  • Melissa Ann Fleck
  • Melissa Ann Williams
  • Melissa Ann Roy

View on SEC IAPD

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