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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-10-16
TX RA APPROVED 2018-12-06
  • FL RA
    APPROVED
    Since 2024-10-16
  • TX RA
    APPROVED
    Since 2018-12-06

Branch Locations

San Antonio, TX • United States

3522 Paesanos Parkway Suite 100, San Antonio, TX 78231 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii San Antonio TX 06/2018 11/2018
Unemployed San Antonio TX 03/2018 05/2018
Summit Electric Supply San Antonio TX 06/2016 03/2018
Royal Alliance Associates, Inc. San Antonio TX 11/2018 Present
  • 06/2018 → 11/2018
    Sii
    San Antonio, TX
  • 03/2018 → 05/2018
    Unemployed
    San Antonio, TX
  • 06/2016 → 03/2018
    Summit Electric Supply
    San Antonio, TX
  • 11/2018 → Present
    Royal Alliance Associates, Inc.
    San Antonio, TX
Other Businesses

1. PLATINUM WEALTH SOLUTIONS OF TEXAS LLC - FIXED INSURANCE POSITION: Agent, etc. NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 100 START DATE: 11/13/2018 ADDRESS: 3522 Paesanos Parkway, Suite 100, San Antonio TX 78231, United States DESCRIPTION: Sales/Marketing of fixed annuities and non-variable insurance 2. PLATINUM WEALTH SOLUTIONS OF TEXAS POSITION: Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/13/2018 ADDRESS: 3522 Paesanos Parkway, Suite 100, San Antonio TX 78231, United States DESCRIPTION: Sales/Marketing of securities, investment advisory and insurance products 3. GALLAGHER BENEFIT SERVICES, INC. POSITION: Health Insurance Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/15/2020 ADDRESS: 70 NE Loop 410, Suite 325, San Antonio TX 78216, United States DESCRIPTION: Talk to business owners along side a Health Insurance Agent from Gallagher to provide Health and Dental Insurance through Gallagher and 401k, Investments, and financial advise through Royal Alliance.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-13
  • S66 Uniform Combined State Law Examination
    2018-11-13

View on SEC IAPD

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