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Lilian Lo

Corient

San Francisco, CA

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Current Employers
Corient

830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-23
TX RA APPROVED 2026-06-23
  • CA RA
    APPROVED
    Since 2026-06-23
  • TX RA
    APPROVED
    Since 2026-06-23

Branch Locations

San Francisco, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Walnut Creek CA 03/2015 07/2017
Strategic Wealth Advisors Group Walnut Creek CA 04/2016 07/2017
Vivaldi Capital Management Llc San Ramon CA 07/2017 06/2026
Corient San Francisco CA 06/2026 Present
  • 03/2015 → 07/2017
    Lpl Financial Llc
    Walnut Creek, CA
  • 04/2016 → 07/2017
    Strategic Wealth Advisors Group
    Walnut Creek, CA
  • 07/2017 → 06/2026
    Vivaldi Capital Management Llc
    San Ramon, CA
  • 06/2026 → Present
    Corient
    San Francisco, CA
Previous Registrations
  • 2017-11-06 → 2026-06-17
    Debussy Capital Management Lp
    San Ramon, CA
    Chicago, IL
  • 2016-07-07 → 2017-10-12
    Mariner Advisor Network
    Walnut Creek, CA
  • 2015-04-01 → 2016-09-08
    Lpl Financial Llc
    Walnut Creek, CA
    Walnut Creek, CA
    Sacramento, CA
    Dublin, CA
    San Ramon, CA
  • 2016-04-22 → 2016-07-07
    Strategic Wealth Advisors Group
    Walnut Creek, CA
  • 2007-04-20 → 2015-04-02
    Strategic Advisers Llc
    Walnut Creek, CA
  • 2006-01-24 → 2006-02-17
    Fidelity Brokerage Services Llc
    Walnut Creek, CA
    Walnut Creek, CA
    Boston, MA
    Walnut Creek, CA
  • 2005-08-05 → 2006-02-03
    Shelton Capital Management
    San Francisco, CA
  • 2005-06-21 → 2005-07-14
    A. G. Edwards & Sons, Inc.
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-10
  • S66 Uniform Combined State Law Examination
    2005-06-10
Designations
Other Names
  • Ling Ling Lilian Lo
  • Ling Ling Lilian Lee
  • Ling Ling Lilian Lo

View on SEC IAPD

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