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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-05-10
ME RA APPROVED 2018-10-11
  • TX RA
    APPROVED_RES
    Since 2021-05-10
  • ME RA
    APPROVED
    Since 2018-10-11

Branch Locations

One Post Office Square, Boston, MA 02109 • United States

8 Essex Center Drive 2Nd Floor, Peabody, MA 01960 • United States

Boston, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Boston MA 06/2018 Present
Carr Workplaces Boston MA 12/2014 06/2018
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-10
  • S66 Uniform Combined State Law Examination
    2018-10-10

View on SEC IAPD

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