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Susan Rumi Vidalon-Suzuki

Equitable Advisors, LLC

Oakland, CA

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-12-19
  • CA RA
    APPROVED
    Since 2018-12-19

Branch Locations

Oakland, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed San Francisco CA 03/2018 10/2018
Santa Clara University Santa Clara CA 09/2014 03/2018
Santa Clara University - Library Santa Clara CA 05/2015 03/2018
Pandora Media Inc. Oakland CA 06/2017 08/2017
Axa Advisors, Llc New York NY 10/2018 06/2020
Equitable Advisors, Llc New York NY 10/2018 Present
  • 03/2018 → 10/2018
    Unemployed
    San Francisco, CA
  • 09/2014 → 03/2018
    Santa Clara University
    Santa Clara, CA
  • 05/2015 → 03/2018
    Santa Clara University - Library
    Santa Clara, CA
  • 06/2017 → 08/2017
    Pandora Media Inc.
    Oakland, CA
  • 10/2018 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 10/2018 → Present
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-19
  • S66 Uniform Combined State Law Examination
    2018-11-19
Other Names
  • Susan Vidalon-Suzuki

View on SEC IAPD

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