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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-26
FL RA APPROVED 2022-09-20
  • TX RA
    APPROVED_RES
    Since 2026-08-26
  • FL RA
    APPROVED
    Since 2022-09-20

Branch Locations

814 North Highway A1A Suite 203, Ponte Vedra Beach, FL 32082-3298 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors Llc New York NY 05/2018 01/2019
The Valley Inn Lutherville MD 02/2015 Present
Axa Advisors Llc New York NY 04/2019 06/2021
Towson University Towson MD 08/2016 03/2019
Janney Montgomery Scott Llc Ponte Vedra FL 06/2021 09/2022
Janney Montgomery Scott Llc Ponte Vedra FL 09/2022 05/2025
Janney Montgomery Scott Llc Ponte Vedra FL 05/2025 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-19
  • S66 Uniform Combined State Law Examination
    2022-09-19

View on SEC IAPD

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